Quiddity Group LLC

The Quiddity Group LLC offers regulatory advisory services to highly regulated industries and companies such as Real Estate Investment Trusts (REITs), Business Development Companies (BDCs) and public companies.  We have a working knowledge of the Securities Acts (1933 and 1934), the Investment Company Act of 1940 (40 Act) and its ancillary Registered Investment Company (RIC) and Registered Investment Advisor (RIA) regulations, Sarbanes Oxley and other Securities and Exchange regulations.  Besides the SEC, are well familiar with regulations promulgated by the Office of the Comptroller of the Currency (OCC).

We focus on helping companies comply with requisite regulation – policies and procedures, codes of ethics, insider trading issues and best practice implementation to enforce the letter and intent of regulatory requirements.